Claudia E. Mott
EPONA FINANCIAL SOLUTIONS
Millington, NJ
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CRD#: 1480952
Professional summary
Claudia Emily Mott, CFP®, who also goes by Claudia E Mott, Claudia Emily Wong, is a registered financial advisor currently at EPONA FINANCIAL SOLUTIONS located in Millington, New Jersey.
Claudia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Claudia has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Biography
Claudia spent 13 years on Wall Street covering the small-cap segment of the stock market for Prudential Securities. She was named to the Institutional Investor All-Star Team for nine consecutive years and was the top-ranked small-cap analyst for seven years. Her insights and comments on the small-cap market were frequently quoted in financial publications such as the Wall Street Journal, Investor’s Business Daily and Money Magazine and she appeared regularly on CNBC. Her investment research has been published in the Journal of Portfolio Management and in a number of books on Small-Cap investing.
In 2007, she enrolled in the Certified Financial Planner® program at Fairleigh Dickenson and passed the exam in November of 2008. In addition to the Certified Financial Planner® designation, she is also a Certified Divorce Financial Analyst™. Claudia graduated cum laude from the University of Massachusetts at Amherst with a degree in Organizational Behavior and completed her MBA at Boston University. As an active member of her community, she has served as Library Trustee, Board member and was President of the Friends of the Library fundraising committee. Claudia has also served as a Board member for a local Low-Income Senior Housing Center, Scout Leader and PTO committee chair. She is an avid equestrienne and also enjoys gardening.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Education Planning
Divorce Planning
Investment Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Divorce Planning
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
Claudia E Mott | Claudia Emily Wong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Claudia Emily Mott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 22, 2012 - Present
EPONA FINANCIAL SOLUTIONS
RIA
CRD#: 155591
Millington, NJ
Past
August 17, 1992 - July 14, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(6/22/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
EPONA FINANCIAL SOLUTIONS
EPONA FINANCIAL SOLUTIONS | EPONA FINANCIAL SOLUTIONS, LLC
CRD#: 155591 / SEC#:
New Jersey
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Contact information
Main Address
Millington, NJ
Mailing Address
5 Lyons Mall #176, Basking Ridge, NJ 07920
Phone number
(201) 572-2177
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 41,725,699 |
Red Flags
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