Robert N. Merckling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Nicholas Merckling Jr, who also goes by Robert Nicholas Merckling Jr, Robert Nicholas Merckling, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2022 - January 24, 2025
ALLSTATE FINANCIAL SERVICES, LLC
January 20, 2022 - November 1, 2022
MML INVESTORS SERVICES, LLC
January 20, 2022 - November 1, 2022
MML INVESTORS SERVICES, LLC
June 22, 2021 - January 20, 2022
EQUITY SERVICES, INC.
March 6, 2020 - January 20, 2022
EQUITY SERVICES, INC.
February 9, 2012 - March 11, 2020
PARK AVENUE SECURITIES LLC
January 6, 2006 - January 31, 2012
PARK AVENUE SECURITIES LLC
December 9, 1998 - December 8, 2005
METROPOLITAN LIFE INSURANCE COMPANY
December 9, 1998 - December 8, 2005
MSI FINANCIAL SERVICES, INC.
July 12, 1996 - October 19, 1998
MONY SECURITIES CORPORATION
May 9, 1986 - August 20, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 9, 1986 - August 20, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
