Kathy K. Sato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathy Kazuye Sato was a registered financial professional .
Kathy is a previously registered financial professional and started their career in finance in 2009. Kathy had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2012 - January 27, 2017
PHASEINVESTING TECHNOLOGIES, INC.
July 13, 2009 - June 27, 2012
PHASEINVESTING TECHNOLOGIES, INC.
State Registrations and Notice Filings
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Current Firm
PHASEINVESTING TECHNOLOGIES, INC.
CRD#: 149358 / SEC#: 801-70108
Contact information
Red Flags
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