Tyrone B. Jimenez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyrone B Jimenez, who also goes by Tryon Jimenez, Ty Jimenez, Tyler Jimenez, Tyrone Jimenez, Tyler Jiminez, was a registered financial professional .
Tyrone is a previously registered financial professional and started their career in finance in 1989. Tyrone had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2017 - January 31, 2019
FIRST EMPIRE SECURITIES, INC.
July 1, 2011 - May 9, 2017
WILLIAM BLAIR
February 17, 2005 - June 29, 2011
SAMUEL A. RAMIREZ & COMPANY, INC.
August 2, 2004 - February 3, 2005
CANTOR FITZGERALD & CO.
May 26, 2004 - July 2, 2004
NATIONAL FINANCIAL SERVICES LLC
March 7, 2001 - April 30, 2004
ROOSEVELT & CROSS, INCORPORATED
May 3, 2000 - March 7, 2001
EBONDUSA.COM, INC.
April 23, 1992 - March 17, 2000
SAMUEL A. RAMIREZ & COMPANY, INC.
February 21, 1989 - March 13, 1992
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/23/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIRST EMPIRE SECURITIES, INC.
CRD#: 15129 / SEC#: , 8-31701
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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