Gordon J. Rollert
Professional summary
Gordon Julius Rollert was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gordon is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Gordon had worked at 1 firm, which includes HAWTHORNE DISTRIBUTORS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1994 - March 7, 1995
HAWTHORNE DISTRIBUTORS CORP.
State Registrations and Notice Filings
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Exams
Series 2
Date: 9/11/1992
Non-Member General Securities ExaminationCurrent Firm
HAWTHORNE DISTRIBUTORS CORP.
CRD#: 25880 / SEC#: , 8-42110
Contact information
Documents
Red Flags
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