William S. Rogers

AMERICAN GLOBAL WEALTH MANAGEMENT

Mcdonough, GA 30253

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CRD#: 1480375

Professional summary

William Sherman Rogers is a registered financial professional currently at AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.

William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Sherman Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2024 - Present

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253

CRD#: 7388

Mcdonough, GA

Past

July 9, 1990 - April 24, 2024

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.

CRD#: 23651

CASTLE ROCK, CO

Past

March 15, 1988 - July 11, 1990

TZ CLEAR LLC

CRD#: 8089

DALLAS, TX

Past

May 12, 1987 - December 15, 1987

FIRST POTOMAC SECURITIES CORPORATION

CRD#: 15531

Past

May 6, 1986 - April 9, 1987

MAY & O'CONNOR CAPITAL INC

CRD#: 13326

Past

March 20, 1986 - April 10, 1986

AMERICAN CAPITAL EQUITIES, INC.

CRD#: 13272

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(2/26/2024)

Maryland
(2/26/2024)

Exams

State Security Law Exam

Series 63

Date: 5/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

AMERICAN GLOBAL WEALTH MANAGEMENT, INC. | WISCONSIN DISCOUNT SECURITIES CORPORATION

CRD#: 7388 / SEC#: , 8-21584

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1600 Pennsylvania Ave., Mcdonough, GA 30253

Mailing Address

1600 Pennsylvania Ave., Mcdonough, GA 30253

Phone number

(770) 400-9862

Established

Wisconsin since 02/25/1977

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AMERICAN GLOBAL WEALTH SERVICES, INC.	OWNER
CIANTRO, PHILIP	FINOP	2350685
FAULK, RACHEL	CHIEF COMPLIANCE OFFICER	7712313
LYNCH, JOHN KEVIN	PRESIDENT	1579665
WEBB, JAMES RANDALL	CHIEF OPERATIONS OFFICER	2089446
WEBB, JAMES RANDALL	CHAIRMAN	2089446
WEBB, JAMES RANDALL	OWNER	2089446

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William S. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Sherman Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.

TZ CLEAR LLC

FIRST POTOMAC SECURITIES CORPORATION

MAY & O'CONNOR CAPITAL INC

AMERICAN CAPITAL EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/1986

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

Series 24

Date: 2/6/1996

FINRA

Current Firm

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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