Michael A. Mook
Professional summary
Michael Adam Mook, who also goes by Michael A Mook, is a registered financial professional currently at MACARTHUR STRATEGIC CAPITAL, LLC located in Denver, Colorado.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Adam Mook's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
MACARTHUR STRATEGIC CAPITAL, LLC
Office #1: 234 S Downing St. Attn: Jessica Lee Billingsley, Denver, CO 80209June 17, 2020 - December 20, 2021
FUNDOPOLIS SECURITIES, LLC
September 3, 2019 - April 21, 2020
RISE FINANCIAL SERVICES, LLC
September 8, 1998 - August 5, 2019
WEEDEN & CO.L.P.
December 8, 1997 - August 26, 1998
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
October 5, 1993 - October 10, 1997
JEFFERIES LLC
August 27, 1990 - September 15, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2022)
(1/27/2022)
Exams
Series 79TO
Date: 3/17/2020
Investment Banking Registered Representative ExaminationSeries 12
Date: 8/12/2001
NYSE Branch Manager ExaminationFINRA
Current Firm
MACARTHUR STRATEGIC CAPITAL, LLC
CRD#: 315178 / SEC#: , 8-70736
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEXT TITAN CAPITAL HOLDINGS LLC | OWNER | |
| MACARTHUR HOLDING COMPANY LLC | OWNER | |
| BILLINGSLEY, JESSICA LEE | CHIEF EXECUTIVE OFFICER | 7601313 |
| BRIGGS, JONATHAN WILBOR | CHIEF COMPLIANCE OFFICER | 3215005 |
| MOOK, MICHAEL ADAM | CHIEF OPERATING OFFICER | 1480259 |
| SHUMBERG, IVANA MARCELLA | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 3167225 |
| TROUSDALE, LAUREN NICOLE | PRINCIPAL FINANCIAL OFFICER | 5622407 |
Red Flags
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