Stephen C. Lynch
Professional summary
Stephen Charles Lynch, CFP®, who also goes by Steve Lynch, is a registered financial advisor currently at STEVE LYNCH WEALTH MANAGEMENT located in Albuquerque, New Mexico and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Albuquerque, New Mexico.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Stephen has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Charles Lynch's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1990
Experience
February 25, 2010 - Present
STEVE LYNCH WEALTH MANAGEMENT
Office #1: 6605 Uptown Blvd. Ne Suite 330, Albuquerque, NM 87110April 2, 2009 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 6605 Uptown Blvd Ne Ste 330, Albuquerque, NM 87110August 30, 2007 - December 31, 2009
STEVE LYNCH WEALTH MANAGEMENT
June 15, 2006 - December 31, 2006
STEVE LYNCH WEALTH MANAGEMENT
February 3, 2005 - April 3, 2009
BOLTON GLOBAL CAPITAL
September 3, 1996 - February 8, 2005
SECURITIES AMERICA, INC.
June 18, 1989 - September 5, 1996
SUNAMERICA SECURITIES, INC.
September 14, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
October 22, 1987 - September 1, 1988
CETERA WEALTH SERVICES, LLC
April 25, 1986 - November 2, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STEVE LYNCH WEALTH MANAGEMENT
CRD#: 113715 / SEC#: 801-130555
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2017)
(4/19/2010)
(2/27/2025)
(4/2/2009)
(4/2/2009)
(4/2/2009)
(4/2/2009)
(1/7/2015)
(11/3/2022)
(4/2/2009)
(4/2/2009)
(1/12/2022)
(4/29/2025)
(3/9/2011)
(4/2/2009)
(3/8/2010)
(1/23/2020)
(5/24/2017)
(4/26/2010)
(1/4/2019)
(2/27/2017)
(4/2/2009)
(2/25/2010)
(5/10/2022)
(12/3/2015)
(4/19/2024)
Exams
FINRA
Current Firm
STEVE LYNCH WEALTH MANAGEMENT
CRD#: 113715 / SEC#: 801-130555
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 582 |
| AUM (Assets Under Management) | $ 132,165,083 |
Red Flags
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Company Information
STEVE LYNCH WEALTH MANAGEMENT
CRD#: 113715Albuquerque, NM 87110TRUST BUT VERIFY
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