Archie R. Megginson
Professional summary
Archie Ray Megginson SR, CFP®, who also goes by Ray Megginson Sr, is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Virginia Beach, Virginia and FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Jupiter, Florida.
Archie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Archie has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Archie Ray Megginson SR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
July 3, 1997 - Present
FINANCIAL SECURITY ADVISORY INC
Office #1: 477 Viking Dr Ste 305, Virginia Beach, VA 23452May 15, 1997 - Present
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Office #1: 1 S Coastal Way Suite 101, Jupiter, FL 33477March 7, 1995 - May 15, 1997
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
April 12, 1990 - March 16, 1995
OSAIC WEALTH, INC.
Primary Firm SEC Registration
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2024)
(1/6/2005)
(2/2/2018)
(6/10/1997)
(4/14/2014)
(1/5/2011)
(1/8/2024)
(1/8/2024)
(1/13/2026)
(1/13/2026)
(6/9/1997)
(6/4/1997)
(6/28/2024)
(1/6/2005)
(1/8/2024)
(2/2/2018)
(5/15/1997)
(7/3/1997)
(1/8/2024)
(1/8/2024)
(1/8/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,141 |
| AUM (Assets Under Management) | $ 1,743,248,795 |
Red Flags
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Company Information
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746Virginia Beach, VA 23452TRUST BUT VERIFY
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