JL

John E. Lebarton

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CRD#: 1479417
JL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Edward Lebarton, who also goes by John E Lebarton, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1986. John had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John E Lebarton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 14, 1986 - March 11, 1994

CHAIN BRIDGE SECURITIES, INC.

BD
CRD#: 17739

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CB
CHAIN BRIDGE SECURITIES, INC.
CHAIN BRIDGE SECURITIES, INC.

CRD#: 17739 / SEC#: , 8-35701

BD
Terminated by SEC on 04/04/2011
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Contact information


Main Address
Mailing Address
Phone number
Established
Virginia since 08/05/1985
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DWOSKIN, ALBERT JAMESSHAREHOLDER1479419
CURTIS, JOHN KIMBERLYPRESIDENT; CHIEF COMPLIANCE OFFICER2465442

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHAIN BRIDGE SECURITIES, INC.

CRD#: 17739

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