Thomas J. Donahue
Professional summary
Thomas James Donahue was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Thomas had worked at 5 firms, which includes FIRST SECURITIES USA INC., FIRST ASSOCIATED SECURITIES GROUP INC., SMITH CULVER INVESTMENTS, THE ADVISORS GROUP INC., MUNICICORP OF CALIFORNIA.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1996 - September 9, 1997
FIRST SECURITIES USA, INC.
February 24, 1993 - June 26, 1996
FIRST ASSOCIATED SECURITIES GROUP, INC.
October 24, 1989 - February 3, 1993
SMITH CULVER INVESTMENTS
May 22, 1989 - July 10, 1989
THE ADVISORS GROUP, INC.
June 17, 1987 - August 23, 1988
MUNICICORP OF CALIFORNIA
May 29, 1986 - August 23, 1988
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
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Exams
Current Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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