Sean D. Siri
Professional summary
Sean D Siri, who also goes by Sean Denis Siri, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2000. Sean has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean D Siri's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2019 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011October 16, 2013 - May 20, 2019
CANTOR FITZGERALD & CO.
December 22, 2009 - September 20, 2013
VIRTU AMERICAS LLC
June 5, 2009 - November 8, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 28, 2009 - May 5, 2009
SAL EQUITY TRADING, GP
November 5, 2008 - May 5, 2009
SUSQUEHANNA SECURITIES, LLC
May 29, 2007 - May 5, 2009
SIG INDEX SPECIALISTS, LLC
June 20, 2005 - June 1, 2007
SIG SPECIALISTS, INC.
March 16, 2001 - June 17, 2005
LABRANCHE & CO. LLC
October 1, 2000 - March 16, 2001
ROBB PECK MCCOOEY SPECIALIST CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/23/2009
Limited Representative-Equity Trader ExamSeries 21
Date: 4/11/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 9/30/1999
NYSE Trading Assistant ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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