Diana L. Mckay

PARADIGM EQUITIES

East Lansing, MI 48823

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CRD#: 1478944

Professional summary

Diana Lynn Mckay is a registered financial professional currently at PARADIGM EQUITIES, INC. located in East Lansing, Michigan.

Diana is registered as a RR (Registered Representative) and started their career in finance in 1986. Diana has worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diana Lynn Mckay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2003 - Present

PARADIGM EQUITIES, INC.

Office #1: 1216 Kendale Blvd, East Lansing, MI 48823

CRD#: 31990

East Lansing, MI

Past

August 25, 1999 - September 6, 2002

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 29, 1993 - August 20, 1997

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Past

January 1, 1993 - February 10, 1993

ANDREWS, HENTGES & ASSOCIATES, INC.

CRD#: 28417

TULSA, OK

Past

April 11, 1990 - November 20, 1992

FISCL SECURITIES, INC.

CRD#: 22867

WEST BLOOMFIELD, MI

Past

May 9, 1986 - April 12, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/4/2022)

Florida
(8/10/2023)

Michigan
(2/10/2003)

Ohio
(1/30/2023)

Texas
(7/29/2011)

Exams

State Security Law Exam

Series 63

Date: 3/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/8/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PARADIGM EQUITIES, INC.

CRD#: 31990 / SEC#: , 8-45593

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1216 Kendale Blvd, East Lansing, MI 48823

Mailing Address

1216 Kendale Boulevard Po Box 2501, East Lansing, MI 48826

Phone number

(517) 351-2122

Established

Michigan since 01/19/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MEA FINANCIAL SERVICES	SHAREHOLDER
EDOFF, ERIK JAMES	SECRETARY
ELING, AARON JAMES	DIRECTOR
FOX, JACOB PETER	CHIEF COMPLIANCE OFFICER	7647404
MADAFFERI, CHANDRA ANN	CHAIRPERSON
MCGILLIS, ASHLEY NICOLE	CHIEF OPERATIONS OFFICER	6431019
REAUME, BRUCE MICHAEL	PRESIDENT	3179618
SHIPMAN, MICHELLE ANN	CHIEF FINANCIAL OFFICER	4149477
SMITH, BRETT R	DIRECTOR

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Diana L. Mckay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diana Lynn Mckay's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

CULLUM & SANDOW SECURITIES, INC.

ANDREWS, HENTGES & ASSOCIATES, INC.

FISCL SECURITIES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/11/1986

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 5/8/1986

FINRA

Current Firm

PARADIGM EQUITIES, INC.

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PARADIGM EQUITIES, INC.

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