Mark R. Zinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Zinn was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 7 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2002 - May 17, 2002
WORLDCO, L.L.C.
January 2, 1997 - March 13, 1997
PRIME CHARTER LTD.
June 1, 1993 - November 22, 1996
PERSHING LLC
July 16, 1990 - June 4, 1993
PRUDENTIAL EQUITY GROUP, LLC
January 29, 1988 - August 14, 1990
CIBC WORLD MARKETS CORP.
October 7, 1987 - February 4, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
March 19, 1986 - October 22, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/22/2002
Limited Representative-Equity Trader ExamCurrent Firm
WORLDCO, L.L.C.
CRD#: 24673 / SEC#: , 8-41285
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
