Thomas E. Egan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Egan, who also goes by Thomas Edward Eages, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2015 - July 21, 2023
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
January 15, 2015 - July 21, 2023
GARDEN STATE SECURITIES, INC.
May 3, 2012 - April 30, 2013
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
February 22, 2001 - April 30, 2013
GARDEN STATE SECURITIES, INC.
September 8, 2000 - March 16, 2001
NATIONAL SECURITIES CORPORATION
June 5, 2000 - September 25, 2000
THE AGEAN GROUP, INC
October 13, 1998 - June 8, 2000
KIRLIN SECURITIES INC.
February 9, 1998 - October 23, 1998
CROWN FINANCIAL GROUP, INC.
September 16, 1996 - March 10, 1998
H.J. MEYERS & CO., INC.
January 11, 1996 - September 11, 1996
BARRON CHASE SECURITIES, INC.
September 12, 1994 - January 1, 1996
GLOBAL PARTNERS SECURITIES INC.
November 10, 1992 - June 8, 1994
THE WELLINGTON GROUP, INC.
June 5, 1990 - October 28, 1992
H.J. MEYERS & CO., INC.
October 25, 1988 - May 3, 1990
FIRST MONTAUK SECURITIES CORP.
April 22, 1988 - November 17, 1988
UNDERHILL ASSOCIATES, INCORPORATED
October 28, 1986 - May 3, 1990
FIRST MONTAUK SECURITIES CORP.
March 19, 1986 - November 25, 1986
HOMESTEAD SECURITIES, INC.
Primary Firm SEC Registration
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CRD#: 133088 / SEC#: 801-79500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CRD#: 133088 / SEC#: 801-79500
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,122 |
| AUM (Assets Under Management) | $ 561,548,738 |
Red Flags
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