Marie S. Marks

SIKICH FINANCIAL

Indianapolis, IN 46240

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CRD#: 1478536

Professional summary

Marie Schulz Marks, CFP®, who also goes by Marie Schulz Kirkpatrick, Marie S Marks, Marie Dennise Schulz, is a registered financial advisor currently at SIKICH FINANCIAL located in Indianapolis, Indiana and OSAIC WEALTH, INC. located in Indianapolis, Indiana.

Marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Marie has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marie Schulz Kirkpatrick | Marie S Marks | Marie Dennise Schulz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Sikich Financial;investment related;8555 River Road,Ste 300,Indianapolis,IN 46240;RIA;senior retirement plan specialist;3/2020;120 hrs/month;6.5 hrs during trading;retirement plan sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marie Schulz Marks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 17, 2020 - Present

SIKICH FINANCIAL

Office #1: 8555 River Road Suite 300, Indianapolis, IN 46240

RIA

CRD#: 142640

Indianapolis, IN

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: Five River Crossing 8555 River Rd #300, Indianapolis, IN 46240

RIA

CRD#: 23131

Indianapolis, IN

Past

August 6, 2020 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Indianapolis, IN

Past

August 31, 2017 - March 17, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

INDIANAPOLIS, IN

Past

August 31, 2017 - March 17, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

INDIANAPOLIS, IN

Past

April 18, 2016 - August 24, 2017

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

CARMEL, IN

Past

August 27, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

CARMEL, IN

Past

August 27, 2014 - August 24, 2017

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CARMEL, IN

Past

April 8, 2014 - December 9, 2014

KLEAR FINANCIAL, INC.

RIA

CRD#: 161769

BATAVIA, IL

Past

February 26, 2014 - August 26, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

CARMEL, IN

Past

February 26, 2014 - August 26, 2014

FINANCIAL TELESIS INC

CRD#: 31012

CARMEL, IN

Past

May 18, 2006 - December 31, 2013

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

INDIANAPOLIS, IN

Past

May 18, 2006 - December 31, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

INDIANAPOLIS, IN

Past

October 7, 2005 - May 18, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

INDIANAPOLIS, IN

Past

September 29, 2005 - May 18, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

January 23, 2003 - July 5, 2005

PLANNED INVESTMENT CO., INC.

RIA

CRD#: 3050

INDIANAPOLIS, IN

Past

January 23, 2003 - July 5, 2005

PLANNED INVESTMENT CO., INC.

CRD#: 3050

INDIANAPOLIS, IN

Past

October 26, 2000 - January 8, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

INDIANAPOLIS, IN

Past

October 9, 2000 - January 8, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 24, 2000 - October 12, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 23, 1988 - May 15, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

April 4, 1988 - June 10, 1988

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Past

April 4, 1988 - May 15, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

December 3, 1986 - February 23, 1988

FIRSTMARK INVESTOR SERVICES, INC.

CRD#: 13857

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIKICH FINANCIAL

SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL

CRD#: 142640 / SEC#: 801-110142

RIA

Registered Investment Advisory firm - (3/24/2017 Approved)

Florida

Registered Investment Advisory firm - (3/27/2017 Terminated)

Illinois

Registered Investment Advisory firm - (3/24/2017 Terminated)

Minnesota

Registered Investment Advisory firm - (3/27/2017 Terminated)

Missouri

Registered Investment Advisory firm - (3/27/2017 Terminated)

Ohio

Registered Investment Advisory firm - (3/27/2017 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/27/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Indiana
(3/17/2020)

Indiana
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/20/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 10/31/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 11/19/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SIKICH FINANCIAL

SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL

CRD#: 142640 / SEC#: 801-110142

RIA

Registered Investment Advisory firm - (3/24/2017 Approved)

Florida

Registered Investment Advisory firm - (3/27/2017 Terminated)

Illinois

Registered Investment Advisory firm - (3/24/2017 Terminated)

Minnesota

Registered Investment Advisory firm - (3/27/2017 Terminated)

Missouri

Registered Investment Advisory firm - (3/27/2017 Terminated)

Ohio

Registered Investment Advisory firm - (3/27/2017 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/27/2017 Terminated)

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Contact information

Main Address

3051 Hollis Drive 3rd Floor, Springfield, IL 62704

Mailing Address

Phone number

(217) 862-1843

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIKICH CAPITAL MANAGEMENT LLC ADV PART 2 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,236
AUM (Assets Under Management)	$ 919,996,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marie S. Marks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marie Schulz Marks's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KLEAR FINANCIAL, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PLANNED INVESTMENT CO., INC.

PLANNED INVESTMENT CO., INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

FIRSTMARK INVESTOR SERVICES, INC.

Primary Firm SEC Registration

SIKICH FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 6/18/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

Series 6

Date: 11/20/1986

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 10/31/1988

Series 24

Date: 11/19/1987

FINRA

Current Firm

SIKICH FINANCIAL

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIKICH FINANCIAL

TRUST BUT VERIFY

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