Gary F. Honodel
Professional summary
Gary Francis Honodel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Gary had worked at 13 firms, which includes STOCK USA INC., JAMES WHEELER & CO. INVESTMENTS INC., NORTHRIDGE CAPITAL CORPORATION, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, SUNPOINT SECURITIES INC., NTB FINANCIAL CORPORATION, ADAMS SECURITIES INC., PACIFIC SOUTHERN SECURITIES INC., REALTA EQUITIES INC., SECURITIES AMERICA INC., DANIEL & DANIEL SECURITIES CORPORATION, AMOS-LEE SECURITIES INC., BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1997 - December 17, 1997
STOCK USA, INC.
April 25, 1996 - December 31, 1996
JAMES WHEELER & CO. INVESTMENTS, INC.
May 22, 1995 - March 19, 1996
NORTHRIDGE CAPITAL CORPORATION
February 3, 1995 - May 8, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 24, 1994 - December 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 30, 1993 - January 18, 1994
SUNPOINT SECURITIES, INC.
July 28, 1992 - December 4, 1993
NTB FINANCIAL CORPORATION
March 27, 1992 - July 23, 1992
ADAMS SECURITIES, INC.
June 3, 1991 - March 9, 1992
PACIFIC SOUTHERN SECURITIES, INC.
July 23, 1990 - May 28, 1991
REALTA EQUITIES, INC.
May 14, 1990 - July 18, 1990
SECURITIES AMERICA, INC.
April 23, 1990 - May 31, 1990
DANIEL & DANIEL SECURITIES CORPORATION
March 18, 1987 - April 23, 1990
AMOS-LEE SECURITIES, INC.
March 19, 1986 - February 25, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STOCK USA, INC.
CRD#: 40687 / SEC#: , 8-49138
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANN, RALPH OLIVER | PRESIDENT AND CEO | 1714858 |
| ALLISON, JOHN DAVID | DIRECTOR | |
| HARRELL, DANIEL PARKER | SHAREHOLDER | |
| VINSON, DENNIS RUDOLPH | SHAREHOLDER AND DIRECTOR | |
| BALLANTYNE, DON LINDSAY | SHAREHOLDER | |
| LEMPERLE, JOHN JAMES | DIRECTOR AND SHAREHOLDER | |
| MALSBARY, RICHARD A | DIRECTOR AND SHAREHOLDER | |
| MURREL, THOMAS W | SHAREHOLDER AND DIRECTOR | |
| WALTON, LAWRENCE LEE | DIRECTOR AND SHAREHOLDER |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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