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Gary Francis Honodel

CRD# 1478456·Registered 1986 - 1997
Barred: Gary Francis Honodel was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gary Francis Honodel was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1986 - 1997. Gary had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

STOCK USA, INC.·CRD# 40687
BD
El Cajon, CA
October 6, 1997 - December 17, 1997
JAMES WHEELER & CO. INVESTMENTS, INC.·CRD# 38157
BD
Denver, CO
April 25, 1996 - December 31, 1996
NORTHRIDGE CAPITAL CORPORATION·CRD# 16467
BD
Melville, NY
May 22, 1995 - March 19, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
February 3, 1995 - May 8, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
January 24, 1994 - December 31, 1994
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
November 30, 1993 - January 18, 1994
NTB FINANCIAL CORPORATION·CRD# 7425
BD
Highlands Ranch, CO
July 28, 1992 - December 4, 1993
ADAMS SECURITIES, INC.·CRD# 16688
BD
March 27, 1992 - July 23, 1992
PACIFIC SOUTHERN SECURITIES, INC.·CRD# 13155
BD
June 3, 1991 - March 9, 1992
REALTA EQUITIES, INC.·CRD# 23769
BD
Wilmington, DE
July 23, 1990 - May 28, 1991
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
May 14, 1990 - July 18, 1990
DANIEL & DANIEL SECURITIES CORPORATION·CRD# 18813
BD
April 23, 1990 - May 31, 1990
AMOS-LEE SECURITIES, INC.·CRD# 16093
BD
March 18, 1987 - April 23, 1990
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
March 19, 1986 - February 25, 1987

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Current Firm

SU
STOCK USA, INC.

ASI INVESTMENTS | WC TRADING | STOCK USA, INC. | STOCK USA INVESTOR'S CLUB | SPEEDTRADER | REMOTE TRADING INTERNATIONAL | REAL-TIME FINANCIAL

CRD#: 40687 / SEC#: 8-49138
BD
Terminated by SEC on 01/29/2002

Contact Information

Established

California since 03/20/1995

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
MANN, RALPH OLIVERPRESIDENT AND CEO1714858
ALLISON, JOHN DAVIDDIRECTOR—
HARRELL, DANIEL PARKERSHAREHOLDER—
VINSON, DENNIS RUDOLPHSHAREHOLDER AND DIRECTOR—
BALLANTYNE, DON LINDSAYSHAREHOLDER—
LEMPERLE, JOHN JAMESDIRECTOR AND SHAREHOLDER—
MALSBARY, RICHARD ADIRECTOR AND SHAREHOLDER—
MURREL, THOMAS WSHAREHOLDER AND DIRECTOR—
WALTON, LAWRENCE LEEDIRECTOR AND SHAREHOLDER—

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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