Ashley R. Porto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashley Reid Porto, who also goes by Ashley R Porto, was a registered financial professional .
Ashley is a previously registered financial professional and started their career in finance in 1986. Ashley had worked at 12 firms and has passed the Series 63, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2007 - March 13, 2009
WESTMINSTER SECURITIES CORPORATION
March 21, 1996 - July 10, 1996
H.J. MEYERS & CO., INC.
April 13, 1994 - February 27, 1995
FINANCIAL SQUARE PARTNERS
January 17, 1991 - April 29, 1994
JOSEPHTHAL & CO., INC.
June 6, 1990 - December 13, 1990
TUCKER ANTHONY INCORPORATED
January 22, 1990 - June 8, 1990
JJC SECURITIES CO., INC.
January 2, 1990 - January 27, 1990
HANIFEN, IMHOFF SECURITIES CORP.
November 30, 1989 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
April 18, 1988 - January 30, 1990
J. T. MORAN & CO., INC.
January 4, 1988 - April 19, 1988
STERLING & YORKE SECURITIES CORP.
March 20, 1987 - January 5, 1988
THE STUART-JAMES COMPANY, INCORPORATED
April 3, 1986 - March 30, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/16/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WESTMINSTER SECURITIES CORPORATION
CRD#: 6105 / SEC#: , 8-16881
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
