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Eileen Marie Torrillo

CRD# 1477895·Registered 1986 - 2000
Barred: Eileen Marie Torrillo was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Eileen Marie Torrillo, who also goes by Eileen Marie Holleran, was a registered financial advisor. Eileen was a previously registered financial professional and started their career in finance 1986 - 2000. Eileen had worked at 4 firms and has passed the Series 63, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eileen Marie Holleran

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

PROFESSIONAL CONCEPTS & PLANNING, INC.·CRD# 15321
BD
Garden City, NY
March 17, 1998 - November 17, 2000
RENAISSANCE FINANCIAL SECURITIES CORP.·CRD# 10735
BD
November 27, 1992 - February 27, 1998
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
December 10, 1990 - December 2, 1992
GLOBAL CAPITAL SECURITIES, INC.·CRD# 13358
BD
April 23, 1986 - December 24, 1990

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Current Firm

PC
PROFESSIONAL CONCEPTS & PLANNING, INC.

AJC EQUITIES | PROFESSIONAL CONCEPTS & PLANNING, INC.

CRD#: 15321 / SEC#: 8-31997
BD
Terminated by SEC on 01/16/2001

Contact Information

Established

New York since 04/09/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AJC INC.SHAREHOLDER—
COHEN, ADAM JONATHANPRESIDENT, CEO, SECRETARY, DIRECTOR, COO2164816
TORRILLO, EILEEN MARIEFINANCIAL OPERATIONS1477895

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1997About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1988About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 1987About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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