Michael G. Holt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gary Holt was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1986. Michael had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2004 - December 13, 2007
EPLANNING SECURITIES, INC.
March 14, 2003 - July 6, 2004
THE SHEMANO GROUP, INC.
January 26, 1999 - November 8, 2002
NEXT ADVISORS SECURITIES
May 20, 1998 - December 23, 1998
STOCK USA, INC.
January 1, 1993 - May 15, 1998
SECURITIES AMERICA, INC.
August 29, 1988 - December 31, 2014
ASSET STRATEGIES & MANAGEMENT, INC.
February 2, 1988 - January 18, 1993
FSC SECURITIES CORPORATION
July 24, 1987 - February 2, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
December 12, 1986 - July 31, 1987
CORNWALL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EPLANNING SECURITIES, INC.
CRD#: 46000 / SEC#: , 8-51271
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
Red Flags
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