George M. Lintz
Professional summary
George Michael Lintz was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, George had worked at 5 firms, which includes J.H. DARBIE & CO. INC., AMERICAN MONEY MANAGEMENT LLC, NATALLIANCE SECURITIES LLC, INTERFIRST CAPITAL CORPORATION, LINTZ GLOVER WHITE & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2011 - December 2, 2011
J.H. DARBIE & CO., INC.
January 5, 2005 - October 20, 2005
AMERICAN MONEY MANAGEMENT, LLC
February 15, 2002 - December 31, 2004
NATALLIANCE SECURITIES, LLC
January 7, 2000 - February 7, 2002
INTERFIRST CAPITAL CORPORATION
March 22, 1989 - August 29, 2000
LINTZ GLOVER WHITE & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 1/18/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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