George Michael Lintz
Professional Summary
George Michael Lintz, who also goes by George Lintz, was a registered financial advisor. George was a previously registered financial advisor and started their career in finance 1989 - 2011. George had worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 4, Series 28, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
George Lintz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY
Contact Information
Main Address
48 Wall St., Suite 1206. Suite 1206, New York, NY 10005Mailing Address
48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005Phone Number
(212) 269-7271Established
New York since 06/03/1997Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
5FINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
5AUM (Assets Under Management)
$6,146,829Disclosures
Regulatory Event
10Civil Event
1Arbitration
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2000About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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