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Thomas Michael Rensvold

CRD# 1477615·Registered 1987 - 2018
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Michael Rensvold, who also goes by Tom Rensvold, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1987 - 2018. Thomas had worked at 26 firms and has passed the Series 63, Series 6TO, Series 62, Series 99TO, Series 82TO, Series 52TO, Series 42, Series 22TO, Series 57TO, Series 79TO, Series 72, SIE, Series 87, Series 55, Series 7, Series 39, Series 10, Series 9,...

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Rensvold

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years registered in the securities industry

Current & Past Employments

Past

EMPIRE STATE FINANCIAL, INC.Past·CRD# 5657
BD
Long Beach, NY
October 25, 2012 - July 15, 2024
AMA SECURITIES LLCPast·CRD# 45988
BD
Stamford, CT
February 6, 2012 - June 21, 2019
PLANNER SECURITIES LLCPast·CRD# 36866
BD
New York, NY
April 30, 2015 - April 12, 2018
PICKWICK CAPITAL PARTNERS, LLCPast·CRD# 130672
BD
White Plains, NY
July 15, 2011 - February 29, 2016
TGP SECURITIES, INC.Past·CRD# 159008
BD
Summit, NJ
July 5, 2012 - July 26, 2013
GLOBAL OAK CAPITAL MARKETS LLCPast·CRD# 125860
BD
New York, N.y. 10022, NY
September 28, 2010 - February 4, 2013
ACADEMY SECURITIES, INC.Past·CRD# 17433
BD
New York, NY
July 15, 2011 - January 3, 2013
GATE US LLCPast·CRD# 10863
BD
New York, NY
November 2, 2009 - February 3, 2011
RENCAP SECURITIES, INC.Past·CRD# 37821
BD
New York, NY
March 8, 2007 - May 27, 2008
TAFFERER TRADING, LLCPast·CRD# 36816
BD
Jersey City, NJ
December 7, 2006 - January 23, 2007
SODALITE FINANCIAL SERVICES, LLCPast·CRD# 136668
BD
New York, NY
December 7, 2006 - January 18, 2007
INTERCAPITAL SECURITIES LLCPast·CRD# 20004
BD
Jersey City, NJ
July 12, 2005 - June 30, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLCPast·CRD# 2762
BD
New York, NY
July 12, 2005 - June 30, 2006
ICAP SECURITIES USA LLCPast·CRD# 19739
BD
Jersey City, NJ
June 27, 2005 - June 30, 2006
RUSHMORE CAPITAL, INC.Past·CRD# 5940
BD
Montvale, NJ
March 19, 2004 - March 28, 2005
DOMESTIC SECURITIES, INC.Past·CRD# 34721
BD
Montvale, NJ
March 19, 2004 - March 28, 2005
BREEZY SECURITIES, INC.Past·CRD# 18335
BD
Montvale, NJ
March 19, 2004 - March 28, 2005
INDEPENDENT RESEARCH GROUP LLCPast·CRD# 124432
BD
New York, NY
April 22, 2003 - March 19, 2004
WORLDXT LLCPast·CRD# 46112
BD
Jersey City, NJ
March 25, 2002 - July 2, 2002
ELECTRONIC SECURITIES PROCESSING (ESP) LLCPast·CRD# 103730
BD
New York, NY
April 24, 2000 - January 17, 2002
WYNSTON HILL CAPITAL, LLCPast·CRD# 103811
BD
Brandon, SD
July 14, 2000 - January 16, 2002
GFI SECURITIES LLCPast·CRD# 19982
BD
New York, NY
August 14, 1998 - January 18, 2000
INTER-DEALER BROKERS LLCPast·CRD# 45502
BD
New York, NY
March 4, 1999 - January 14, 2000
DUKE & CO., INC.Past·CRD# 8035
BD
New York, NY
March 5, 1996 - April 9, 1998
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
March 22, 1990 - February 6, 1996
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
January 12, 1987 - November 30, 1989

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Current Firm

PS
PLANNER SECURITIES LLC

ALMARC TRADING LLC | PLANNER SECURITIES LLC | ALMARC TRADING, LP

CRD#: 36866 / SEC#: 8-47498
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022

Mailing Address

1221 Brickell Avenue 9th Floor, Miami, FL 33131

Phone Number

(646) 381-7000

Established

Delaware since 12/10/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLANNER INTERNATIONAL, INC.OWNER—
BYRNE, JOHN MICHAEL JRCHIEF COMPLIANCE OFFICER1255284
GADOTTI DE FIGUEIREDO, LEONARDOCHIEF EXECUTIVE OFFICER6917148
GRIMM, LINDA STEINMANNFINOP, PFO, POO1970620
VIGLIAROLO, JOSEPH CHARLESOPTIONS PRINCIPAL4880434

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 42 — Registered Options Representative Examination

Passed Jan 2023

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 72 — Government Securities Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jun 2011About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jan 2023About the Series 39 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 2023About the Series 26 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2010About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2001About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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