Thomas M. Rensvold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Rensvold, who also goes by Tom Rensvold, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 26 firms and has passed the Series 63, Series 6TO, Series 62, Series 99TO, Series 82TO, Series 52TO, Series 42, Series 22TO, Series 57TO, Series 79TO, Series 72, SIE, Series 87, Series 55, Series 7, Series 39, Series 10, Series 9, Series 26, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2015 - April 12, 2018
PLANNER SECURITIES LLC
October 25, 2012 - July 15, 2024
EMPIRE STATE FINANCIAL, INC.
July 5, 2012 - July 26, 2013
TGP SECURITIES, INC.
February 6, 2012 - June 21, 2019
AMA SECURITIES LLC
July 15, 2011 - January 3, 2013
ACADEMY SECURITIES, INC.
July 15, 2011 - February 29, 2016
PICKWICK CAPITAL PARTNERS, LLC
September 28, 2010 - February 4, 2013
GLOBAL OAK CAPITAL MARKETS LLC
November 2, 2009 - February 3, 2011
GATE US LLC
March 8, 2007 - May 27, 2008
RENCAP SECURITIES, INC.
December 7, 2006 - January 18, 2007
SODALITE FINANCIAL SERVICES, LLC
December 7, 2006 - January 23, 2007
TAFFERER TRADING, LLC
July 12, 2005 - June 30, 2006
INTERCAPITAL SECURITIES LLC
July 12, 2005 - June 30, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 27, 2005 - June 30, 2006
ICAP SECURITIES USA LLC
March 19, 2004 - March 28, 2005
RUSHMORE CAPITAL, INC.
March 19, 2004 - March 28, 2005
DOMESTIC SECURITIES, INC.
March 19, 2004 - March 28, 2005
BREEZY SECURITIES, INC.
April 22, 2003 - March 19, 2004
INDEPENDENT RESEARCH GROUP LLC
March 25, 2002 - July 2, 2002
WORLDXT LLC
July 14, 2000 - January 16, 2002
WYNSTON HILL CAPITAL, LLC
April 24, 2000 - January 17, 2002
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
March 4, 1999 - January 14, 2000
INTER-DEALER BROKERS LLC
August 14, 1998 - January 18, 2000
GFI SECURITIES LLC
March 5, 1996 - April 9, 1998
DUKE & CO., INC.
March 22, 1990 - February 6, 1996
UBS FINANCIAL SERVICES INC.
January 12, 1987 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 3/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
PLANNER SECURITIES LLC
CRD#: 36866 / SEC#: , 8-47498
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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