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KD

Kevin G. Dirussa

LOOP CAPITAL MARKETS LLC
Salt Lake City, UT 84101
Some features on this profile are disabled
CRD#: 1477456
KD

Professional summary

Kevin Gerard Dirussa is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Salt Lake City, Utah.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1989. Kevin has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Gerard Dirussa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 17, 2014 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 222 S Main Street 5th Floor, Salt Lake City, UT 84101Office #4: 323 Washington Ave N. Office 19, Minneapolis, MN 55401
RIA
BD
CRD#: 43098
Salt Lake City, UT
Past

March 12, 2012 - December 8, 2014

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

July 12, 2010 - November 10, 2011

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
NEW YORK, NY
Past

June 18, 2008 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

February 22, 2006 - June 5, 2008

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NEW YORK, NY
Past

May 16, 2005 - September 7, 2005

INTERCAPITAL SECURITIES LLC

BD
CRD#: 20004
JERSEY CITY, NJ
Past

November 1, 2004 - February 14, 2005

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

December 8, 2003 - November 1, 2004

BONDS DIRECT SECURITIES LLC

BD
CRD#: 112297
NEW YORK, NY
Past

July 31, 2001 - December 3, 2003

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

April 23, 2001 - September 10, 2001

BLOOMBERG TRADEBOOK LLC

BD
CRD#: 40881
NEW YORK, NY
Past

December 9, 1999 - January 19, 2000

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

July 18, 1989 - March 30, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/15/2017)
RR
Alaska
(11/15/2017)
RR
Arizona
(11/15/2017)
RR
Arkansas
(11/15/2017)
RR
California
(11/15/2017)
RR
Colorado
(11/15/2017)
RR
Connecticut
(11/15/2017)
RR
Delaware
(11/15/2017)
RR
District of Columbia
(11/15/2017)
RR
Florida
(11/15/2017)
RR
Georgia
(11/15/2017)
RR
Hawaii
(11/15/2017)
RR
Idaho
(11/15/2017)
RR
Illinois
(11/15/2017)
RR
Indiana
(11/15/2017)
RR
Iowa
(11/15/2017)
RR
Kansas
(11/15/2017)
RR
Kentucky
(11/15/2017)
RR
Louisiana
(11/15/2017)
RR
Maine
(11/15/2017)
RR
Maryland
(11/15/2017)
RR
Massachusetts
(11/15/2017)
RR
Michigan
(11/15/2017)
RR
Minnesota
(11/15/2017)
RR
Mississippi
(11/15/2017)
RR
Missouri
(11/15/2017)
RR
Montana
(11/15/2017)
RR
Nebraska
(11/15/2017)
RR
Nevada
(11/15/2017)
RR
New Hampshire
(11/15/2017)
RR
New Jersey
(11/15/2017)
RR
New Mexico
(11/15/2017)
RR
New York
(12/17/2014)
RR
North Carolina
(11/17/2017)
RR
North Dakota
(11/15/2017)
RR
Ohio
(11/15/2017)
RR
Oklahoma
(11/15/2017)
RR
Oregon
(11/15/2017)
RR
Pennsylvania
(11/15/2017)
RR
Rhode Island
(11/15/2017)
RR
South Carolina
(11/15/2017)
RR
South Dakota
(11/15/2017)
RR
Texas
(11/15/2017)
RR
Utah
(11/15/2017)
RR
Vermont
(11/15/2017)
RR
Virginia
(11/15/2017)
RR
Washington
(5/22/2017)
RR
West Virginia
(11/15/2017)
RR
Wisconsin
(5/22/2017)
RR
Wyoming
(11/15/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 10/23/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOOP CAPITAL MARKETS LLC

CRD#: 43098Salt Lake City, UT 84101

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