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Kevin Gerard Dirussa

LOOP CAPITAL MARKETS
Clark, NJ
·CRD# 1477456·37 years registered

Professional Summary

Kevin Gerard Dirussa is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Clark, New Jersey. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1989. Kevin has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years registered in the securities industry

Current & Past Employments

Current

LOOP CAPITAL MARKETS LLCCurrent·CRD# 43098
RIA
BD
1. 100 Walnut Avenue, Suite 505, Clark, NJ 070662. 222 S Main Street 5th Floor, Salt Lake City, UT 841013. Naples, FL4. Midlothian, VA5. 425 S. Financial Pl., Ste. 2700, Chicago, IL 606056. 1903 East Wayzata Boulevard Suite 220, Wayzata, MN 55391
December 17, 2014 - Present

Past

CASTLEOAK SECURITIES, LPPast·CRD# 125334
BD
New York, NY
March 12, 2012 - December 8, 2014
B. RILEY WEALTH MANAGEMENTPast·CRD# 2543
BD
New York, NY
July 12, 2010 - November 10, 2011
JESUP & LAMONT SECURITIES CORPPast·CRD# 39056
BD
New York, NY
June 18, 2008 - July 8, 2010
STERNE, AGEE & LEACH, INC.Past·CRD# 791
BD
New York, NY
February 22, 2006 - June 5, 2008
INTERCAPITAL SECURITIES LLCPast·CRD# 20004
BD
Jersey City, NJ
May 16, 2005 - September 7, 2005
JEFFERIES LLCPast·CRD# 2347
BD
New York, NY
November 1, 2004 - February 14, 2005
BONDS DIRECT SECURITIES LLCPast·CRD# 112297
BD
New York, NY
December 8, 2003 - November 1, 2004
ADVEST, INC.Past·CRD# 10
BD
Hartford, CT
July 31, 2001 - December 3, 2003
BLOOMBERG TRADEBOOK LLCPast·CRD# 40881
BD
New York, NY
April 23, 2001 - September 10, 2001
IMPERIAL CAPITAL, LLCPast·CRD# 43744
BD
Los Angeles, CA
December 9, 1999 - January 19, 2000
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
July 18, 1989 - March 30, 1999

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/15/2017)
RR
Alaska
(11/15/2017)
RR
Arizona
(11/15/2017)
RR
Arkansas
(11/15/2017)
RR
California
(11/15/2017)
RR
Colorado
(11/15/2017)
RR
Connecticut
(11/15/2017)
RR
Delaware
(11/15/2017)
RR
District of Columbia
(11/15/2017)
RR
Florida
(11/15/2017)
RR
Georgia
(11/15/2017)
RR
Hawaii
(11/15/2017)
RR
Idaho
(11/15/2017)
RR
Illinois
(11/15/2017)
RR
Indiana
(11/15/2017)
RR
Iowa
(11/15/2017)
RR
Kansas
(11/15/2017)
RR
Kentucky
(11/15/2017)
RR
Louisiana
(11/15/2017)
RR
Maine
(11/15/2017)
RR
Maryland
(11/15/2017)
RR
Massachusetts
(11/15/2017)
RR
Michigan
(11/15/2017)
RR
Minnesota
(11/15/2017)
RR
Mississippi
(11/15/2017)
RR
Missouri
(11/15/2017)
RR
Montana
(11/15/2017)
RR
Nebraska
(11/15/2017)
RR
Nevada
(11/15/2017)
RR
New Hampshire
(11/15/2017)
RR
New Jersey
(11/15/2017)
RR
New Mexico
(11/15/2017)
RR
New York
(12/17/2014)
RR
North Carolina
(11/17/2017)
RR
North Dakota
(11/15/2017)
RR
Ohio
(11/15/2017)
RR
Oklahoma
(11/15/2017)
RR
Oregon
(11/15/2017)
RR
Pennsylvania
(11/15/2017)
RR
Rhode Island
(11/15/2017)
RR
South Carolina
(11/15/2017)
RR
South Dakota
(11/15/2017)
RR
Texas
(11/15/2017)
RR
Utah
(11/15/2017)
RR
Vermont
(11/15/2017)
RR
Virginia
(11/15/2017)
RR
Washington
(5/22/2017)
RR
West Virginia
(11/15/2017)
RR
Wisconsin
(5/22/2017)
RR
Wyoming
(11/15/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kevin Gerard Dirussa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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