Ian D. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian David Levy, who also goes by David Levy, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1992. Ian had worked at 5 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - February 10, 2012
FURTHER LANE SECURITIES, L.P.
August 8, 2008 - November 5, 2008
SEAPORT GLOBAL SECURITIES LLC
November 17, 1993 - December 1, 1993
GRUNTAL & CO., L.L.C.
November 17, 1993 - June 5, 1996
BARCLAYS CAPITAL INC.
June 11, 1992 - April 27, 1993
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FURTHER LANE SECURITIES, L.P.
CRD#: 38162 / SEC#: , 8-48207
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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