Sheri M. Cuff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheri Mingus Cuff, AIF®, who also goes by Sheri Ann Cuff, Sheri Ann Mingus, was a registered financial professional .
Sheri is a previously registered financial professional and started their career in finance in 1992. Sheri had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2017 - December 31, 2017
DELTA SECURITIES COMPANY, LLC
April 12, 2017 - July 16, 2021
SIGNATURE ESTATE SECURITIES, LLC
April 30, 2014 - January 13, 2015
IAA FINANCIAL LLC
July 16, 2008 - January 12, 2009
FIVE X SECURITIES, LLC
March 22, 1999 - December 31, 2001
STONEX FINANCIAL INC.
February 19, 1992 - December 31, 2016
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DELTA SECURITIES COMPANY, LLC
CRD#: 130577 / SEC#: , 8-66364
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
