Cheryl L. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Lynn Thompson, who also goes by Cheryl Lynn Hesterwerth, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1986. Cheryl had worked at 9 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2012 - April 30, 2014
MSI FINANCIAL SERVICES, INC.
July 6, 2005 - November 16, 2011
CHASE INVESTMENT SERVICES CORP.
December 13, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
January 27, 2004 - November 12, 2004
IFMG SECURITIES, INC.
November 13, 2003 - January 20, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
September 22, 1994 - December 9, 1997
FOX & COMPANY INVESTMENTS INC.
August 1, 1991 - March 18, 1994
IFMG SECURITIES, INC.
November 29, 1988 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
October 14, 1986 - December 14, 1988
MORGAN STANLEY DW INC.
May 30, 1986 - September 9, 1986
SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
