Ronald A. Blauvelt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Arden Blauvelt, CFP®, who also goes by Ron Blauvelt, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1986. Ronald had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - December 31, 2014
THE LEADERS GROUP, INC.
September 30, 2011 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
August 3, 2009 - March 12, 2010
FOOTHILL SECURITIES, INC.
June 7, 2006 - August 3, 2009
CUE FINANCIAL GROUP, INC.
September 5, 2003 - July 9, 2004
J.W. COLE FINANCIAL, INC.
August 29, 2000 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
September 25, 1996 - September 10, 1999
PENTAD SECURITIES, INC.
June 21, 1994 - January 31, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 21, 1994 - January 31, 1996
OSAIC FA, INC.
September 23, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 23, 1988 - June 8, 1994
PRUCO SECURITIES, LLC.
October 5, 1987 - September 1, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
March 20, 1986 - December 15, 1986
SECURITIES RESOURCE GROUP, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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