Brad M. Nirenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brad Michael Nirenberg, who also goes by Brad M Nirenberg, was a registered financial professional .
Brad is a previously registered financial professional and started their career in finance in 1986. Brad had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 1995 - May 12, 1997
D.L. CROMWELL INVESTMENTS, INC.
January 31, 1994 - September 28, 1995
HUNTER INTERNATIONAL SECURITIES, INC.
July 12, 1989 - November 2, 1993
R.B. WEBSTER INVESTMENTS, INC.
June 2, 1989 - July 15, 1989
BACHUS & STRATTON SECURITIES, INC.
May 6, 1989 - June 28, 1989
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
December 10, 1987 - April 27, 1989
PROFILE INVESTMENTS CORPORATION
June 30, 1986 - December 12, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
March 19, 1986 - July 7, 1986
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.L. CROMWELL INVESTMENTS, INC.
CRD#: 37730 / SEC#: , 8-47938
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
