Stephen A. Renaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Arthur X Renaud, who also goes by Stephen Arthur Renaud, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2024 - December 13, 2024
GP NURMENKARI INC.
August 21, 2014 - October 26, 2023
KATALYST SECURITIES LLC
April 7, 2011 - July 25, 2014
GOTTBETTER CAPITAL MARKETS, LLC
September 19, 2007 - March 15, 2011
AUGMENT SECURITIES INC.
May 15, 2007 - October 11, 2007
NATIONAL SECURITIES CORPORATION
March 28, 2005 - May 21, 2007
JOSEPH STEVENS & CO., INC.
March 1, 2005 - March 28, 2005
NEWALLIANCE INVESTMENTS, INC.
April 17, 2001 - February 24, 2005
OPPENHEIMER & CO. INC.
August 29, 2000 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
July 22, 1998 - September 12, 2000
KAUFMAN BROS., L.P.
March 13, 1998 - June 19, 1998
MONTROSE CAPITAL MANAGEMENT LTD.
August 28, 1996 - February 27, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 31, 1993 - August 29, 1996
CITIGROUP GLOBAL MARKETS INC.
November 18, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
August 19, 1986 - November 9, 1992
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
