BM
Brad C. Miksek
UNITED ADVISORS AMERICA
PROSPER, TX 75078
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CRD#: 1476480
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Professional summary
Brad Carl Miksek is a registered financial advisor currently at UNITED ADVISORS AMERICA located in Prosper, Texas.
Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Brad has worked at 18 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, Series 15, Series 5, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sole proprietor business via an LLC whereby the LLC is a reseller on the Amazon platform. This is not investment related. The LLC buys products and ships them to Amazon. Amazon customers purchase the product and Amazon ships the product to the customer, and handles all aspects of the customer relationship, including returns, etc. This is a part-time pursuit, not pursued during trading hours. Currently, Brad Miksek spends approximately four (4) hours per month on this business venture. Brad Miksek started the business on August 19, 2022. Miksek operates this business from his home in an area separate from his home office from which he engages in financial advisory services. United Advisors America is aware of this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brad Carl Miksek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2025 - Present
UNITED ADVISORS AMERICA
Office #1: 290 S Preston Road Suite 220, Prosper, TX 75078RIA
CRD#: 147350
PROSPER, TX
Past
January 20, 2023 - November 7, 2023
UNITED ADVISORS AMERICA
RIA
CRD#: 147350
North Richland Hills, TX
Past
August 11, 2021 - March 1, 2022
NOBLES & RICHARDS ADVISORS, LLC
RIA
CRD#: 281539
North Richland Hills, TX
Past
March 14, 2020 - March 1, 2022
NOBLES & RICHARDS, INC.
BD
CRD#: 146870
DALLAS, TX
Past
January 31, 2019 - January 31, 2020
ARBOR COURT CAPITAL, LLC
BD
CRD#: 143839
BROADVIEW HEIGHTS, OH
Past
January 22, 2019 - February 4, 2020
INNOVATIVE PORTFOLIOS LLC
RIA
CRD#: 281382
North Richland Hills, TX
Past
October 3, 2016 - February 3, 2020
SHEAFF BROCK INVESTMENT ADVISORS, LLC
RIA
CRD#: 118739
NORTH RICHLAND HILLS, TX
Past
February 18, 2014 - September 16, 2016
SHEAFF BROCK INVESTMENT ADVISORS, LLC
RIA
CRD#: 118739
INDIANAPOLIS, IN
Past
July 10, 2006 - February 14, 2014
LBMZ SECURITIES, INC.
BD
CRD#: 7874
CHICAGO, IL
Past
June 16, 2006 - March 12, 2014
ZACKS INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 110897
CHICAGO, IL
Past
January 3, 2006 - November 10, 2006
J.E. SIMMONS & CO., P.C.
RIA
CRD#: 108789
DALLAS, TX
Past
August 24, 1995 - October 19, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
August 18, 1994 - August 11, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
April 20, 1994 - August 11, 1994
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
February 1, 1993 - August 3, 1993
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
Past
November 8, 1989 - January 19, 1993
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
April 12, 1989 - October 25, 1989
BNY CLEARING SERVICES LLC
BD
CRD#: 15879
MILWAUKEE, WI
Past
September 9, 1988 - April 3, 1989
TRANSMARKET GROUP L.L.C.
BD
CRD#: 15657
Past
December 16, 1986 - February 26, 1987
FIRST AMERICAN CAPITAL RESOURCES, INC.
BD
CRD#: 16818
Past
April 10, 1986 - December 10, 1986
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISORS AMERICA
UNITED ADVISORS AMERICA | UNITED ADVISORS CORPORATION | UNITED ADVISORS AMERICA CORPORATION
CRD#: 147350 / SEC#: 801-114134
RIA
Registered Investment Advisory firm - (10/12/2018 Approved)Arizona
Registered Investment Advisory firm - (12/31/2010 Terminated)Arkansas
Registered Investment Advisory firm - (10/29/2018 Terminated)Florida
Registered Investment Advisory firm - (8/23/2015 Terminated)Georgia
Registered Investment Advisory firm - (10/29/2018 Terminated)Illinois
Registered Investment Advisory firm - (10/17/2018 Terminated)Indiana
Registered Investment Advisory firm - (6/20/2011 Terminated)Iowa
Registered Investment Advisory firm - (11/1/2018 Terminated)Kansas
Registered Investment Advisory firm - (10/29/2018 Terminated)Kentucky
Registered Investment Advisory firm - (10/29/2018 Terminated)Michigan
Registered Investment Advisory firm - (10/30/2018 Terminated)Missouri
Registered Investment Advisory firm - (10/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (10/30/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/30/2018 Terminated)Oklahoma
Registered Investment Advisory firm - (10/29/2018 Terminated)Oregon
Registered Investment Advisory firm - (2/27/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/30/2018 Terminated)Tennessee
Registered Investment Advisory firm - (11/1/2018 Terminated)Texas
Registered Investment Advisory firm - (10/29/2018 Terminated)Virginia
Registered Investment Advisory firm - (10/30/2018 Terminated)Washington
Registered Investment Advisory firm - (1/28/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (10/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(7/8/2025)
IAR
Kansas(1/21/2025)
IAR
Louisiana(4/4/2025)
IAR
Michigan(5/22/2025)
IAR
Minnesota(1/21/2025)
IAR
Missouri(4/2/2025)
IAR
Oklahoma(5/23/2025)
IAR
Pennsylvania(1/16/2025)
IAR
Texas(1/18/2025)
IAR
Wisconsin(1/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/17/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 15
Date: 12/6/1988
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 10/5/1988
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/23/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
Current Firm
UA
UNITED ADVISORS AMERICA
UNITED ADVISORS AMERICA | UNITED ADVISORS CORPORATION | UNITED ADVISORS AMERICA CORPORATION
CRD#: 147350 / SEC#: 801-114134
RIA
Registered Investment Advisory firm - (10/12/2018 Approved)Arizona
Registered Investment Advisory firm - (12/31/2010 Terminated)Arkansas
Registered Investment Advisory firm - (10/29/2018 Terminated)Florida
Registered Investment Advisory firm - (8/23/2015 Terminated)Georgia
Registered Investment Advisory firm - (10/29/2018 Terminated)Illinois
Registered Investment Advisory firm - (10/17/2018 Terminated)Indiana
Registered Investment Advisory firm - (6/20/2011 Terminated)Iowa
Registered Investment Advisory firm - (11/1/2018 Terminated)Kansas
Registered Investment Advisory firm - (10/29/2018 Terminated)Kentucky
Registered Investment Advisory firm - (10/29/2018 Terminated)Michigan
Registered Investment Advisory firm - (10/30/2018 Terminated)Missouri
Registered Investment Advisory firm - (10/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (10/30/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/30/2018 Terminated)Oklahoma
Registered Investment Advisory firm - (10/29/2018 Terminated)Oregon
Registered Investment Advisory firm - (2/27/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/30/2018 Terminated)Tennessee
Registered Investment Advisory firm - (11/1/2018 Terminated)Texas
Registered Investment Advisory firm - (10/29/2018 Terminated)Virginia
Registered Investment Advisory firm - (10/30/2018 Terminated)Washington
Registered Investment Advisory firm - (1/28/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (10/29/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
290 S Preston Road Suite 220, Prosper, TX 75078
Mailing Address
Phone number
(877) 443-0610
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,625 |
| AUM (Assets Under Management) | $ 353,695,420 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED ADVISORS AMERICA
CRD#: 147350Prosper, TX 75078TRUST BUT VERIFY
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