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Gabhan Aonghas Kenna

CRD# 1476293·Registered 1998 - 1998
Previously Registered: Being a previously registered professional could mean that Gabhan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gabhan Aonghas Kenna was a registered financial advisor. Gabhan was a previously registered financial professional and started their career in finance 1998 - 1998. Gabhan had worked at 1 firm and has passed the Series 3 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

ADDISON FINANCIAL SERVICES, INC.·CRD# 23746
BD
Palm Harbor, FL
February 19, 1998 - June 23, 1998

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Current Firm

AF
ADDISON FINANCIAL SERVICES, INC.

ADDISON FINANCIAL SERVICES, INC.

CRD#: 23746 / SEC#: 8-40716
BD
Terminated by SEC on 09/18/1998

Contact Information

Established

Florida since 10/01/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Sep 1988About the Series 3 exam

Series 30 — NFA Branch Manager Examination

Passed Jun 1996About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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