Alfred M. Waddell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Moore Waddell JR, who also goes by Duke Waddell, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1986. Alfred had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2004 - May 13, 2015
WADDELL & ASSOCIATES INC
March 21, 1986 - December 17, 1987
FIRST FLORIDA SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WADDELL & ASSOCIATES INC
CRD#: 105746 / SEC#: 801-26693
Contact information
Red Flags
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