David P. Pankiw

CUBIC ADVISORS

Venice, FL 34285

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CRD#: 1476226

Professional summary

David Peter Pankiw, AIF® is a registered financial advisor currently at CUBIC ADVISORS, LLC located in Venice, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 22 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Pankiw, is registered with the National Futures Association "(NFA") as a Commodities / Futures Broker through The Price Futures Group, Inc. Start Date: 10/2017. Mr. Pankiw receives commissions in conjunction with his registration as an Associated Person and Commodities / Futures Broker of The Price Futures Group, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Peter Pankiw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 15, 2012 - Present

CUBIC ADVISORS, LLC

Office #1: 871 Venetia Bay Blvd. Suite 202, Venice, FL 34285

RIA

CRD#: 165008

Venice, FL

Past

May 2, 2011 - July 20, 2012

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

RIA

CRD#: 155820

HAGERSTOWN, MD

Past

April 11, 2011 - May 4, 2011

BEST DIRECT SECURITIES, LLC

CRD#: 146053

CEDAR FALLS, IA

Past

November 8, 2010 - May 2, 2011

CONCORDIUS CAPITAL ADVISORS

RIA

CRD#: 142852

HAGERSTOWN, MD

Past

April 30, 2010 - November 5, 2010

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

CHICAGO, IL

Past

April 30, 2010 - November 5, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

HAGERSTOWN, MD

Past

October 31, 2007 - April 30, 2010

SPIRE SECURITIES, LLC

CRD#: 144131

HAGERSTOWN, MD

Past

January 22, 2003 - April 30, 2010

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

HAGERSTOWN, MD

Past

January 21, 2003 - November 2, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HAGERSTOWN, MD

Past

October 9, 2002 - February 3, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

HAGERSTOWN, MD

Past

October 9, 2002 - February 3, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 9, 2002 - February 3, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

April 12, 2001 - October 10, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ANNAPOLIS, MD

Past

November 17, 2000 - October 10, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

November 16, 1998 - November 16, 2000

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

October 16, 1995 - October 23, 1998

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

August 15, 1994 - October 20, 1995

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

May 28, 1992 - August 12, 1994

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

January 2, 1991 - May 19, 1992

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

January 5, 1990 - December 31, 1990

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Past

October 13, 1988 - November 17, 1989

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Past

April 19, 1988 - October 29, 1988

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

January 21, 1988 - April 26, 1988

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Past

October 21, 1987 - December 23, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

April 2, 1986 - November 19, 1987

UR FINANCIAL, INC.

CRD#: 10509

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/10/2018)

IAR

Maryland
(10/25/2012)

IAR

Pennsylvania
(10/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/12/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/1/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 1/9/2012

NFA Branch Manager Examination

Current Firm

CUBIC ADVISORS, LLC

CUBIC ADVISORS, LLC | INDEXVISION | CUBIC FINANCIAL ADVISORS, LLC

CRD#: 165008 / SEC#:

Florida

Registered Investment Advisory firm - (9/10/2018 Approved)

Maine

Registered Investment Advisory firm - (7/5/2022 Approved)

Maryland

Registered Investment Advisory firm - (10/25/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/15/2012 Approved)

Texas

Registered Investment Advisory firm - (12/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/18/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Wayne, PA

Mailing Address

Phone number

(610) 788-2142

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 49,990,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David P. Pankiw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Peter Pankiw's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

BEST DIRECT SECURITIES, LLC

CONCORDIUS CAPITAL ADVISORS

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

SPIRE SECURITIES, LLC

SPIRE WEALTH MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRUSTMONT FINANCIAL GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

KEOGLER, MORGAN & COMPANY, INC.

OSAIC FS, INC.

CUNA BROKERAGE SERVICES, INC.

CENTURY INVESTORS OF AMERICA, INC.

INVESTORS BROKERAGE SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

BLINDER, ROBINSON & CO., INC.

UR FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/1994

Series 63

Date: 4/21/1986

Series 3

Date: 12/12/2011

Series 7

Date: 10/17/1987

Series 6

Date: 4/1/1986

Series 30

Date: 1/9/2012

Current Firm

CUBIC ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CUBIC ADVISORS, LLC

TRUST BUT VERIFY

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