David Peter Pankiw
AIF®Professional Summary
David Peter Pankiw, AIF® is a registered financial advisor currently at CUBIC ADVISORS, LLC located in Venice, Florida. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 22 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 30 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Videos & Posts
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Contact Information
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Disclosures on record.
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GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Credentials
Years of Experience
40 years in the financial services industry
Current & Past Employments
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GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Current Firm
CUBIC ADVISORS, LLC | INDEXVISION | CUBIC FINANCIAL ADVISORS, LLC
Contact Information
Main Address
Wayne, PAPhone Number
(610) 788-2142# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
152AUM (Assets Under Management)
$55,107,125Similar Advisors
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(9/10/2018)
(10/25/2012)
(10/15/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1986About the Series 6 examSimilar Advisors
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view David Peter Pankiw's CRS (Customer Relationship Summary).
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GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
