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Madeleine Weigel Ludlow

CRD# 1475772·Registered 1986 - 2021
Previously Registered: Being a previously registered professional could mean that Madeleine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Madeleine Weigel Ludlow was a registered financial advisor. Madeleine was a previously registered financial professional and started their career in finance 1986 - 2021. Madeleine had worked at 7 firms and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

WEST CAPITAL ADVISORS LLC·CRD# 165638
RIA
Cincinnati, OH
November 5, 2013 - October 6, 2021
MCDONALD PARTNERS LLC·CRD# 135414
BD
Cleveland, OH
February 19, 2010 - November 15, 2010
LUDLOW WARD SECURITIES LLC·CRD# 137107
BD
Cincinnati, OH
February 14, 2006 - December 7, 2009
WM SWORD & CO. INCORPORATED·CRD# 7122
BD
May 29, 1991 - December 2, 1991
WALLER CAPITAL CORPORATION·CRD# 26027
BD
January 14, 1991 - July 8, 1991
MORGAN STANLEY MARKET PRODUCTS INC.·CRD# 19794
BD
August 19, 1987 - January 24, 1990
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
March 6, 1986 - January 24, 1990

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Current Firm

WC
WEST CAPITAL ADVISORS LLC

WEST CAPITAL ADVISORS LLC | WEST CAPITAL PARTNERS LLC

CRD#: 165638

Contact Information

Main Address

Cincinnati, OH

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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