ML

Madeleine W. Ludlow

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CRD#: 1475772
ML

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Madeleine Weigel Ludlow was a registered financial professional .

Madeleine is a previously registered financial professional and started their career in finance in 1986. Madeleine had worked at 7 firms and has passed the Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 5, 2013 - October 6, 2021

WEST CAPITAL ADVISORS LLC

RIA
CRD#: 165638
CINCINNATI, OH
Past

February 19, 2010 - November 15, 2010

MCDONALD PARTNERS LLC

BD
CRD#: 135414
CLEVELAND, OH
Past

February 14, 2006 - December 7, 2009

LUDLOW WARD SECURITIES LLC

BD
CRD#: 137107
CINCINNATI, OH
Past

May 29, 1991 - December 2, 1991

WM SWORD & CO. INCORPORATED

BD
CRD#: 7122
Past

January 14, 1991 - July 8, 1991

WALLER CAPITAL CORPORATION

BD
CRD#: 26027
Past

August 19, 1987 - January 24, 1990

MORGAN STANLEY MARKET PRODUCTS INC.

BD
CRD#: 19794
Past

March 6, 1986 - January 24, 1990

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WC
WEST CAPITAL ADVISORS LLC
WEST CAPITAL ADVISORS LLC | WEST CAPITAL PARTNERS LLC

CRD#: 165638 / SEC#:

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Contact information


Main Address
Cincinnati, OH
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEST CAPITAL ADVISORS LLC

CRD#: 165638

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