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JT

John F. Tyus

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CRD#: 1475677
JT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Fitzgerald Tyus was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1986. John had worked at 17 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 17, 2006 - June 28, 2007

BISHOP, ROSEN & CO., INC.

BD
CRD#: 1248
NEW YORK, NY
Past

December 16, 2005 - May 8, 2006

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
STAMFORD, CT
Past

July 26, 2004 - November 11, 2005

GREENWICH GLOBAL, LLC

BD
CRD#: 37304
WILTON, CT
Past

April 22, 2002 - July 9, 2004

BRILL SECURITIES, INC.

BD
CRD#: 18565
NEW YORK, NY
Past

July 7, 2000 - April 26, 2002

BISHOP, ROSEN & CO., INC.

BD
CRD#: 1248
NEW YORK, NY
Past

August 20, 1999 - July 11, 2000

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

October 16, 1997 - August 24, 1999

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY
Past

July 22, 1997 - August 13, 1997

PRIME CHARTER LTD.

BD
CRD#: 25668
Past

February 22, 1996 - July 25, 1997

COMMONWEALTH ASSOCIATES

BD
CRD#: 20833
NEW YORK, NY
Past

May 22, 1995 - February 27, 1996

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

October 28, 1994 - June 9, 1995

FAB SECURITIES OF AMERICA, INC.

BD
CRD#: 28212
NEW YORK, NY
Past

November 1, 1993 - November 7, 1994

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

March 10, 1990 - August 7, 1990

MADISON CHAPIN ASSOCS., INC.

BD
CRD#: 14483
Past

April 14, 1989 - June 28, 1989

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
Past

March 8, 1989 - April 5, 1989

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

November 11, 1988 - March 10, 1989

INVESTORS CENTER, INC.

BD
CRD#: 14670
Past

December 10, 1987 - March 1, 1988

RANDOLPH BROWN SECURITIES CORPORATION

BD
CRD#: 18338
Past

June 30, 1986 - December 8, 1987

FIRST CHATHAM SECURITIES, INC.

BD
CRD#: 15025
Past

May 20, 1986 - June 17, 1986

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

BD
CRD#: 7404

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/10/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


BR
BISHOP, ROSEN & CO., INC.
BISHOP, ROSEN & CO., INC.

CRD#: 1248 / SEC#: , 8-12140

BD
Terminated by SEC on 11/19/2016
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Contact information


Main Address
100 Broadway 16th Floor, New York, NY, 10005
Mailing Address
Phone number
Established
New York since 08/18/1964
Firm type
Other Types of Legal Formation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
ROSEN, ROBERT STEPHENPRESIDENT, DIRECTOR, CEO404271
SCHLESINGER, ISAACVP, SECRETARY, DIRECTOR, CFO, COO, CCO413636
MURPHY, THOMAS JAMESVP839873

Disclosures


Regulatory Event15
Arbitration1
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BISHOP, ROSEN & CO., INC.

CRD#: 1248

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