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Harrison C Clark

CRD# 1475650·Registered 1983 - 2013
Previously Registered: Being a previously registered professional could mean that Harrison is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harrison C Clark was a registered financial advisor. Harrison was a previously registered financial professional and started their career in finance 1983 - 2013. Harrison had worked at 2 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

RUANE, CUNNIFF & GOLDFARB LLC·CRD# 130062
BD
New York, NY
January 29, 2004 - July 29, 2013
RUANE, CUNNIFF & CO., INC.·CRD# 3994
BD
New York, NY
June 30, 1983 - January 29, 2004

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Current Firm

RC
RUANE, CUNNIFF & GOLDFARB LLC

RUANE CUNNIFF, LLC | RUANE, CUNNIFF & GOLDFARB LLC

CRD#: 130062 / SEC#: 8-14702
BD
Terminated by SEC on 02/21/2020

Contact Information

Established

Delaware since 12/03/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RUANE, CUNNIFF & GOLDFARB INC.PARENT—
DENNIS, PATRICK LEWISFINOP6583737
SLOYER, MICHAEL NGENERAL COUNSEL & CCO5489166
VALENTI, MICHAEL CHRISTOPHERCEO & PRESIDENT2821021

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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