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EG

Eugene Grin

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CRD#: 1475628
EG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eugene Grin, who also goes by Eugene Grinshpon, Eugene Grishpon, was a registered financial professional .

Eugene is a previously registered financial professional and started their career in finance in 1986. Eugene had worked at 5 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eugene Grinshpon | Eugene Grishpon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 2, 1989 - February 27, 1991

R.H.DAMON & CO., INC.

BD
CRD#: 23091
Past

October 23, 1986 - December 31, 1988

F.N. WOLF & CO., INC.

BD
CRD#: 13051
Past

April 23, 1986 - October 27, 1987

DENTON & COMPANY, INCORPORATED

BD
CRD#: 1630
Past

April 14, 1986 - April 15, 1986

INDIVIDUAL'S SECURITIES LTD.

BD
CRD#: 7279
Past

April 14, 1986 - May 2, 1986

HOMESTEAD SECURITIES, INC.

BD
CRD#: 15162

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/30/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


R&
R.H.DAMON & CO., INC.
R.H.DAMON & CO., INC.

CRD#: 23091 / SEC#: , 8-40126

BD
Terminated by FINRA on 03/20/1991
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 08/01/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


R.H.DAMON & CO., INC.

CRD#: 23091

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