Jeffrey B. Frankel
Professional summary
Jeffrey Brian Frankel, who also goes by Jeffrey B Frankel, is a registered financial professional currently at STUART FRANKEL & CO., INCORPORATED located in Boca Raton, Florida.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 1 firm and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Brian Frankel's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 1987 - Present
STUART FRANKEL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2000)
(4/6/2006)
(4/1/2014)
(4/11/2001)
(8/11/2000)
(9/20/2000)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/27/2002
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STUART FRANKEL & CO., INCORPORATED
CRD#: 14593 / SEC#: , 8-17419
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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