Victoria A. Belmont
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Ann Belmont, who also goes by VIcki A Kucza, Victoria Ann Kucza, Vicki Six, Victoria A Six, Victoria Six, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1986. Victoria had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2008 - March 5, 2015
USAA FINANCIAL PLANNING SERVICES
June 3, 2008 - March 5, 2015
USAA FINANCIAL ADVISORS, INC.
November 2, 2006 - May 19, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 13, 2006 - May 19, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 13, 2001 - May 15, 2006
B. C. ZIEGLER AND COMPANY
May 13, 1997 - April 23, 2001
ROBERT W. BAIRD & CO. INCORPORATED
April 25, 1995 - May 8, 1997
M&I FINANCIAL ADVISORS, INC
February 3, 1994 - April 24, 1995
FIMCO SECURITIES GROUP, INC.
January 5, 1994 - January 14, 1994
BANC ONE SECURITIES CORPORATION
June 4, 1987 - January 1, 1994
FIRSTAR INVESTMENT SERVICES,INC.
May 28, 1986 - July 27, 1987
ECONOMIC RESOURCES, INC.
March 19, 1986 - April 14, 1986
CNL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
