Donald W. Hultgren
Professional summary
Donald Wayne Hultgren is a registered financial professional currently at WEDBUSH SECURITIES INC. located in Stamford, Connecticut and WEDBUSH & CO., LLC located in New York, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1989. Donald has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Wayne Hultgren's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2013 - Present
WEDBUSH SECURITIES INC.
January 22, 2024 - Present
WEDBUSH & CO., LLC
Office #1: 142 West 57th Street 12th Floor, New York, NY 10019March 10, 2011 - December 2, 2011
STERNE, AGEE & LEACH, INC.
February 25, 2000 - September 16, 2010
HILLTOP SECURITIES INC.
July 18, 1989 - February 8, 2000
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2013)
(10/10/2022)
(10/10/2022)
(12/21/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEDBUSH & CO., LLC
CRD#: 328492 / SEC#: , 8-71158
Contact information
FINRA licenses (20 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | |
| BILLINGS, DANIEL ERIC | MANAGER | 4568232 |
| BULGER, MARK ANDREW | CCO | 5063497 |
| DEMPSEY, FRANCIS BURKE | PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | MANAGER AND GENERAL COUNSEL | 1688071 |
| HULTGREN, DONALD WAYNE | MANAGER | 1475369 |
| KIRKMAN, SAMANTHA | CFO, PFO, COO & POO | 6892438 |
| WEDBUSH, GARY LANCE | MANAGER | 2234455 |
Red Flags
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