Carrie A. Fahey

FAHEY FINANCIAL

BUFFALO, NY 14226

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CRD#: 1475178

Professional summary

Carrie Ann Fahey, CFP® is a registered financial advisor currently at FAHEY FINANCIAL located in Buffalo, New York.

Carrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Carrie has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INSURANCE SALES, AGENT, START 1986, 5% OF TIME DEVOTED TO ACTIVITY, INVESTMENT RELATED, SELL LIFE, DISABILITY, HEALTH AND LTC PRODUCTS WITH VARIOUS COMPANIES. APPROX 10 HRS/MONTH, 10 HRS DURING SECURITIES TRADING 2) BUFFALO ACADEMY OF THE SACRED HEART; NOT INVESTMENT RELATED; BUFFALO, NY; WOMENS HIGH SCHOOL; BOARD MEMBER; NOT COMPENSATED; START DATE 10/2021; APPROX 2% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Ann Fahey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

May 27, 2021 - Present

FAHEY FINANCIAL

Office #1: 3860 Main Street, Buffalo, NY 14226

RIA

CRD#: 147337

BUFFALO, NY

Past

June 1, 2021 - April 15, 2025

EMERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 174845

WILLIAMSVILLE, NY

Past

October 17, 2017 - November 2, 2023

LEIGH BALDWIN & CO., LLC

CRD#: 38751

Williamsville, NY

Past

May 30, 2007 - October 16, 2017

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Williamsville, NY

Past

June 3, 2003 - October 16, 2017

CADARET, GRANT & CO., INC.

CRD#: 10641

Williamsville, NY

Past

October 6, 1986 - May 12, 1992

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

May 12, 1986 - December 31, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/9/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FAHEY FINANCIAL

CARRIE A. FAHEY | THE FAHEY GROUP | FAHEY FINANCIAL GROUP | FAHEY FINANCIAL

CRD#: 147337 / SEC#:

New York

Registered Investment Advisory firm - (1/8/2009 Approved)

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Contact information

Main Address

3860 Main Street, Buffalo, NY 14226

Mailing Address

Phone number

(716) 502-1020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Carrie A. Fahey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Ann Fahey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAHEY FINANCIAL

EMERGENT WEALTH ADVISORS, LLC

LEIGH BALDWIN & CO., LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/1986

SIE

Date: 10/1/2018

Series 6

Date: 5/9/1986

Current Firm

FAHEY FINANCIAL

Contact information

Documents

Red Flags

Company Information

FAHEY FINANCIAL

TRUST BUT VERIFY

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