John J. Nusslein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Nusslein was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2023 - March 3, 2026
YOUR CHOICE FINANCIAL LLC
November 3, 2020 - September 22, 2021
LIFEMARK SECURITIES CORP.
November 2, 2020 - September 22, 2021
LIFEMARK SECURITIES CORP.
January 7, 2014 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
January 7, 2014 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
January 18, 2006 - November 2, 2018
SIGNATOR INVESTORS, INC.
February 26, 2004 - November 2, 2018
SIGNATOR INVESTORS, INC.
January 14, 2002 - November 12, 2002
PCF PROVIDENT CAPITAL MARKETS, INC.
November 2, 1998 - March 28, 2000
ONECORE SECURITIES, INC.
November 29, 1994 - December 16, 1996
KOBREN INSIGHT BROKERAGE, INC
November 14, 1989 - June 3, 1994
FIDELITY BROKERAGE SERVICES LLC
February 1, 1988 - November 11, 1989
FIDELITY DISTRIBUTORS CORPORATION
April 3, 1986 - November 6, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 8/24/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
YOUR CHOICE FINANCIAL LLC
CRD#: 321169 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 36,986,017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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