John J. Nusslein

YOUR CHOICE FINANCIAL LLC

Saraland, AL 36571

Some features on this profile are disabled

CRD#: 1475155

Professional summary

John Joseph Nusslein is a registered financial advisor currently at YOUR CHOICE FINANCIAL LLC located in Saraland, Alabama.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 53, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Nusslein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2023 - Present

YOUR CHOICE FINANCIAL LLC

Office #1: 327 Us-43, Saraland, AL 36571

RIA

CRD#: 321169

Saraland, AL

Past

November 3, 2020 - September 22, 2021

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Loris, SC

Past

November 2, 2020 - September 22, 2021

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

January 7, 2014 - December 28, 2015

SIGNATOR FINANCIAL SERVICES, INC.

RIA

CRD#: 19061

BOSTON, MA

Past

January 7, 2014 - December 28, 2015

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

January 18, 2006 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

LORIS, SC

Past

February 26, 2004 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 14, 2002 - November 12, 2002

PCF PROVIDENT CAPITAL MARKETS, INC.

CRD#: 42442

BOSTON, MA

Past

November 2, 1998 - March 28, 2000

ONECORE SECURITIES, INC.

CRD#: 45813

BEDFORD, MA

Past

November 29, 1994 - December 16, 1996

KOBREN INSIGHT BROKERAGE, INC

CRD#: 21298

WELLESLEY, MA

Past

November 14, 1989 - June 3, 1994

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

February 1, 1988 - November 11, 1989

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Past

April 3, 1986 - November 6, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/26/2024)

IAR

Florida
(10/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/2/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 9/10/1998

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/24/1992

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

YOUR CHOICE FINANCIAL LLC

FIORE WEALTH MANAGEMENT GROUP | YOUR CHOICE FINANCIAL LLC | TERRY MORTON WEALTH ADVISORS LLC

CRD#: 321169 / SEC#:

Alabama

Registered Investment Advisory firm - (1/26/2024 Approved)

California

Registered Investment Advisory firm - (6/13/2023 Approved)

Connecticut

Registered Investment Advisory firm - (6/6/2024 Approved)

Florida

Registered Investment Advisory firm - (5/26/2022 Approved)

Maine

Registered Investment Advisory firm - (6/23/2025 Approved)

Nevada

Registered Investment Advisory firm - (11/1/2022 Approved)

New York

Registered Investment Advisory firm - (6/14/2022 Approved)

Texas

Registered Investment Advisory firm - (6/23/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (9/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

St. Cloud, FL

Mailing Address

6900 Tavistock Lakes Blvd. Suite 400, Orlando, FL 32827

Phone number

(407) 863-1889

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 36,986,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Franklin Little

NYLIFE SECURITIES LLC

MOBILE, AL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John J. Nusslein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Nusslein's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES CORP.

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

PCF PROVIDENT CAPITAL MARKETS, INC.

ONECORE SECURITIES, INC.

KOBREN INSIGHT BROKERAGE, INC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2006

Series 63

Date: 4/8/1986

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/11/1989

Series 6

Date: 4/2/1986

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 53

Date: 9/10/1998

Series 24

Date: 3/7/1997

Series 8

Date: 8/24/1992

Current Firm

YOUR CHOICE FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YOUR CHOICE FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors