Walter T. Prendergast
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Theophilus Prendergast, who also goes by Walter Theophilos Prendergast, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1986. Walter had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2016 - July 7, 2016
ZT WEALTH ADVISORY
July 10, 2015 - November 2, 2015
MHA FINANCIAL CORP
March 27, 1986 - June 26, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ZT WEALTH ADVISORY
CRD#: 158972 / SEC#:
Contact information
Red Flags
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