Joseph A. Schenk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Arthur Schenk was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2011 - August 1, 2012
MPS FIXED INCOME LLC
March 22, 2010 - September 24, 2012
MPS GLOBAL SECURITIES, LLC
April 2, 2009 - July 31, 2012
FIRST NEW YORK SECURITIES L.L.C.
June 23, 2008 - April 17, 2009
PALI CAPITAL, INC.
September 23, 1997 - January 24, 2008
JEFFERIES LLC
October 1, 1993 - February 1, 1996
JEFFERIES LLC
August 23, 1988 - April 3, 1992
ZIMBALIST SMITH INVESTMENTS, LLC
August 4, 1986 - April 3, 1992
ZIMBALIST SMITH INVESTMENTS, LLC
March 19, 1986 - April 9, 1986
KEOGLER, MORGAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MPS FIXED INCOME LLC
CRD#: 154096 / SEC#: , 8-68607
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
