Clifton J. Batson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifton Jenks Batson was a registered financial professional .
Clifton is a previously registered financial professional and started their career in finance in 1968. Clifton had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1987 - July 1, 1988
EASTERN CAPITAL SECURITIES, INC.
June 3, 1986 - June 8, 1987
AUSTIN, DAVENPORT ASSOCIATES, INC.
July 2, 1976 - July 31, 1986
VERRILLI ALTSCHULER SCHWARTZ INC.
March 15, 1968 - February 19, 1975
GRANITE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/6/1959
Registered Representative ExaminationSeries 00
Date: 3/8/1968
General Securities Principal ExaminationCurrent Firm
EASTERN CAPITAL SECURITIES, INC.
CRD#: 14743 / SEC#: , 8-40002
Contact information
Documents
Red Flags
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