Jon M. Reppert

SPECTRUM ADVISORS

PLANO, TX 75093

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CRD#: 1474315

Professional summary

Jon Michael Reppert, CFP®, who also goes by Jon Michael Reppert, Jon Michael (mike) Reppert, Michael Jon Reppert, Mike Reppert, is a registered financial advisor currently at SPECTRUM ADVISORS, INC. located in Plano, Texas.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jon has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Michael Reppert | Jon Michael (mike) Reppert | Michael Jon Reppert | Mike Reppert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NAME: SPECTRUM ADVISORS; INV RELATED:YES; ADDRESS:2805 Dallas Parkway, #200, Plano, TX 75093; NATURE:FINANCIAL PLANNING TO INCLUDE INSURANCE PRODUCTS, INVESTMENT, ALTERNATIVES, ETC.; POSITION:SENIOR PARTNER-SOLE OWNER; START DATE:1983; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES: FINANCIAL PLANNING. 2)NAME: ADVISORS EXCEL ; INV RELATED:YES; ADDRESS:2950 SW MCCLURE ROAD TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:12/2017; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES: INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Reppert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

February 1, 1999 - Present

SPECTRUM ADVISORS, INC.

Office #1: 2805 Dallas Parkway, Ste 200, Plano, TX 75093

RIA

CRD#: 114805

PLANO, TX

Past

December 5, 2017 - December 31, 2018

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Addison, TX

Past

July 18, 2011 - December 1, 2017

KALOS CAPITAL, INC.

CRD#: 44337

ADDISON, TX

Past

December 5, 2008 - July 16, 2009

KALOS CAPITAL, INC.

CRD#: 44337

ADDISON, TX

Past

May 30, 1989 - November 28, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ADDISON, TX

Past

May 30, 1989 - November 29, 2006

SPECTRUM STRATEGIES, L.L.C.

RIA

CRD#: 115318

ADDISON, TX

Past

May 30, 1989 - November 28, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

ADDISON, TX

Past

March 27, 1987 - June 2, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

April 25, 1986 - March 30, 1987

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM ADVISORS, INC.

CRD#: 114805 / SEC#: 801-126099

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Colorado

Registered Investment Advisory firm - (7/29/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/1/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Current Firm

SPECTRUM ADVISORS, INC.

CRD#: 114805 / SEC#: 801-126099

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Colorado

Registered Investment Advisory firm - (7/29/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/18/2022 Terminated)

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Contact information

Main Address

2805 Dallas Parkway, Ste 200, Plano, TX 75093

Mailing Address

Phone number

(972) 931-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE- MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	870
AUM (Assets Under Management)	$ 149,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jon M. Reppert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Reppert's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

KALOS CAPITAL, INC.

KALOS CAPITAL, INC.

MML INVESTORS SERVICES, LLC

SPECTRUM STRATEGIES, L.L.C.

MML INVESTORS SERVICES, LLC

SOUTHMARK FINANCIAL SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

SPECTRUM ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Current Firm

SPECTRUM ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM ADVISORS, INC.

TRUST BUT VERIFY

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