Scott J. Seidl

CHAPIN, DAVIS

Fort Lauderdale, FL

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CRD#: 1474159

Professional summary

Scott John Seidl, CFP®, who also goes by Scott John Seidi, is a registered financial advisor currently at CHAPIN, DAVIS located in Fort Lauderdale, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott John Seidi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott John Seidl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Scott John Seidl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 10, 2025 - Present

CHAPIN, DAVIS

RIA

CRD#: 28116

Fort Lauderdale, FL

Current

July 10, 2025 - Present

CHAPIN, DAVIS

Office #1: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004

RIA

CRD#: 28116

Bala Cynwyd, PA

Past

June 23, 2023 - August 7, 2025

NORTHCOAST RESEARCH PARTNERS, LLC

RIA

CRD#: 149109

Fort Lauderdale, FL

Past

June 30, 2022 - August 7, 2025

NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109

CLEVELAND, OH

Past

January 7, 2015 - June 29, 2022

BOENNING & SCATTERGOOD, INC.

CRD#: 100

NEW YORK, NY

Past

August 4, 2005 - December 31, 2014

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

NEW YORK, NY

Past

November 3, 2000 - January 6, 2015

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

NEW YORK, NY

Past

May 21, 1991 - November 10, 2000

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

March 2, 1990 - June 3, 1991

HASAN GROWNEY CO. INC.

CRD#: 17137

Past

January 2, 1989 - January 17, 1990

J F LOWE & COMPANY INCORPORATED

CRD#: 11830

Past

October 28, 1988 - December 21, 1988

GSG GLOBAL SECURITIES GROUP INC.

CRD#: 16135

Past

August 7, 1987 - January 1, 1988

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

CRD#: 13741

Past

June 10, 1987 - June 25, 1987

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Past

March 19, 1986 - June 10, 1987

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHAPIN, DAVIS

CRD#: 28116 / SEC#: 801-70987, 8-43485

RIA

Registered Investment Advisory firm - SEC (1/13/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (6/26/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/10/2025)

IAR

Florida
(7/15/2025)

New York
(7/10/2025)

IAR

New York
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CHAPIN, DAVIS

CRD#: 28116 / SEC#: 801-70987, 8-43485

RIA

Registered Investment Advisory firm - SEC (1/13/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (6/26/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1411 Clarkview Road, Baltimore, MD 21209

Mailing Address

1411 Clarkview Road, Baltimore, MD 21209

Phone number

(410) 435-3200

Established

Maryland since 12/12/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV PART 2(B) BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
ALBERT, TALBOT JONES IV	CHAIRMAN OF THE BOARD, CEO	1620715
HAYES, ELISABETH ALBERT	DIRECTOR/SHAREHOLDER	1824604
BRUBAKER, THOMAS ALLEN	DIRECTOR	860338
CARTER, ANA ROUMENOVA	FINANCIAL PRINCIPAL	4424794
GALANTINO, MICHAEL ANTHONY	PRESIDENT/DIRECTOR	1277218
KAEHLER, ROBERT JAMES	CHIEF COMPLIANCE OFFICER	2858149
MURRAY, KEITH LAWRENCE	DIRECTOR	2726392

Regulatory assets under management

Total Number of Accounts	741
AUM (Assets Under Management)	$ 539,098,994

Disclosures

Regulatory Event	9
Civil Event	1
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott J. Seidl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott John Seidl's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Scott John Seidl's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAPIN, DAVIS

NORTHCOAST RESEARCH PARTNERS, LLC

NORTHCOAST RESEARCH PARTNERS, LLC

BOENNING & SCATTERGOOD, INC.

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

JOSEPHTHAL & CO., INC.

HASAN GROWNEY CO. INC.

J F LOWE & COMPANY INCORPORATED

GSG GLOBAL SECURITIES GROUP INC.

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

PHILIPS, APPEL & WALDEN, INC.

BROOKS WEINGER ROBBINS & LEEDS INC.

Primary Firm SEC Registration

CHAPIN, DAVIS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/11/1986

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

FINRA

Current Firm

CHAPIN, DAVIS

Contact information

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CHAPIN, DAVIS

TRUST BUT VERIFY

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